Nanoparticles Get Nanoregulation
Little Particles are Big Business, but Safety Could Slip Through FDA Sieve
SOURCE: iStockphoto
How can FDA reasonably protect public health in the interim period before researchers completely understand the science of nanotechnology?Weiss’s Notebook

CAP Senior Fellow Rick Weiss covered science and medicine for The Washington Post for 15 years, and now he brings his investigative eye to science policy. From cloning and stem cells to agricultural biotechnology and nanotechnology, Weiss examines the issues at the intersection of cutting edge research and public policy.
No one expects the federal bureaucracy to move quickly. To paraphrase the old Willie Dixon song, the government is built for comfort, not for speed. And okay, the bureaucracy is bound to appear especially sluggish when compared to the speed of scientific progress.
But there was something especially stultifying last week about the Food and Drug Administration’s latest effort to figure out how to protect the public from foods, drugs, cosmetics, and other products spiked with nanotech ingredients. A sleepy fog suffused the Rockville, MD meeting rooms where agency officials listened all day to scientists, policy experts, and consumer advocates. One could not help but wonder how many new nano-laced products had made their way onto supermarket shelves that day while the grinding wheels of the federal oversight machine ground around in their grinding grindiness.
Nanotechnology, as the general public increasingly knows, refers to the science of the very small. It involves the engineering of materials on the order of a billionth of a meter, or a few ten-thousandths the diameter of a human hair. The cool thing about such minuscule materials is that they take on novel properties that the very same chemical substances do not exhibit when made in chunkier dimensions. Substances that normally don’t conduct electricity suddenly do when made on the nanoscale. Things that are normally opaque become transparent. Matter normally weak becomes strong.
The not-so-cool thing about nanoscale materials is that they can be far more toxic to cells and other biological systems than macro versions of the same stuff. When it comes to safety, size matters.
That’s relevant to the FDA because the products that it regulates are increasingly being made with nanoscale ingredients. Nanoparticulate medicines can be absorbed faster. Cosmetics with nanoparticles penetrate the skin’s outer layers better. Nanoscale food additives can improve flavor, texture, and “mouth feel.” The problem is, it is not at all clear that conventional testing methods long relied upon by the agency to assure that foods, drugs, and cosmetics are safe can discern the unique risks that may be posed by nanoingredients.
The number of consumer products on the market containing nanoparticles or nanofibers now exceeds 800 and is growing rapidly.
The FDA has been struggling for years to come up with an approach for figuring this out. It determined back in 2007 that it ought to release at least a general guidance for manufacturers—a far cry short of actual regulation, but at least a start—that would lay out the kinds of safety standards manufacturers ought to apply as they seek to market products with nanoscale ingredients. At a follow-up meeting earlier this summer, agency advisors hedged on that modest commitment, suggesting it may be premature to produce even a general guidance document.
At the latest meeting, agency officials at least appeared to recommit themselves to producing some kind of document that might assure consumers that someone is looking out for their safety. But at the risk of practicing medicine without a license, let me give you a bit of advice: Don’t … hold … your … breath.
Admittedly, the problem is complex. The science of nanotoxicology is still young. Definitive safety tests for nanoscale materials are far from perfect. And too heavy a regulatory hand could stifle innovation in a fast-paced and potentially revolutionary field of science. But entrepreneurs, who see big dollar signs in small stuff, are not showing restraint.
According to conservative estimates by the Washington-based Project on Emerging Nanotechnologies, the number of consumer products on the market containing nanoparticles or nanofibers now exceeds 800 and is growing rapidly. That includes 125 cosmetic products, which already as a class are barely regulated by the FDA, even though most of them are meant to be applied directly to the skin; and 44 dietary supplements, which, thanks to Congressional action back in 1994, can today be marketed to consumers not only without first having to prove they are safe or effective, but without even having to prove that they actually contain what they say they contain.
Unfortunately, FDA is still at Nano Square One, debating how to define the term “nanotechnology”—a question most expert groups got past several years ago.
“Nanotechnology has the potential to blur the boundary between cosmetics and drugs.”
At the Rockville meeting, manufacturers and their trade-group representatives leaned on FDA to let them self-regulate. Many of their nanoproducts, they said, are not really nano, because those nanoparticles tend to clump together into larger agglomerates. That raised a question: So why make those ingredients nanoscale to begin with? Because, it turns out, even after they clump together, they exhibit many of the properties conferred upon them by virtue of their essential nano-ness. Well, doesn’t that suggest that the peculiar toxicities of nanoscale materials might also persist, even after agglomeration?
There is “no evidence” of any unique toxicities associated with drugs made this way, said Daniel Caldwell of Johnson & Johnson. Of course, there is pretty much “no evidence” of anything, one way or the other, because there is virtually no research going into this question.
As I’ve written before, drugs, at least, do have to pass reasonably rigorous tests for overall safety and efficacy before being marketed. So although I worry that regulators might not be using the best tests to actually detect novel (and perhaps long-term) toxicities associated with nanotech, at least there is something of a safety net there. Not so for foods, food additives, cosmetics and dietary supplements, which effectively only get regulated after evidence arises that they are making people sick. That’s especially worrisome because one of the reasons nanotech is being increasingly incorporated into these kinds of products is to increase absorption into the body and boost their biological impacts.
“Nanotechnology has the potential to blur the boundary between cosmetics and drugs,” said Andrew Maynard of the Project on Emerging Nanotechnologies.
How can FDA reasonably protect public health in this interim period before researchers completely understand the science of nanotechnology?
In the food arena, one way would be for the agency to just agree up front that it will reject applications seeking to declare nanoingredients as “Generally Recognized as Safe,” or GRAS—the classification granted to some foods and food additives that have a long history of safe use. Specifically, while the macro form of an ingredient may indeed be GRAS, nano versions should not be presumed to have the same safety profile and instead should be declared as being subject to the same kind of oversight as other novel foods or food additives.
In the drug arena, the billion-dollar question is going to be whether drugs that are formulated with nanomaterials deserve to be treated as entirely new chemical entities or simply as innocuously modified versions of already approved drugs. That’s going to be a tough call, and will probably need to be decided on a case-by-case basis. But it may be that the default should be “new chemical entity,” unless the manufacturer can present compelling evidence that the safety and efficacy profile of the new product is not significantly more worrisome than the old.
“If you’re going to hype it as ‘all new,’ then you ought to be testing it as ‘all new,’” said Jaydee Hanson of the Washington-based International Center for Technology Assessment.
In the arena of dietary supplements, the FDA has very little flexibility and authority, but it does have at least one legal means of keeping a grip on the growing use of nanotechnology: declare that all nanomaterials in dietary supplements will be categorized by the agency as “new dietary ingredients,” or “NDI.” By doing so, said William B. Schultz, an attorney and former FDA deputy commissioner for policy, supplement makers would be required to notify the agency at least 75 days before starting to market a product with nanomaterials in it. It would also require that these companies show the FDA the safety data they have relied on, as marketers, to ensure that the nanoproducts they are about to sell are safe. That would at least give the FDA a fighting chance of looking into the product’s potential risks before the product hits the market.
The beauty and utility of the NDI designation, Schultz noted, is that FDA does not have to prove that the product is unsafe if it wants to keep the product off the market. It must simply declare that the company did not supply adequate information to convince the agency that it is safe. Of course, that can only happen if the agency has the staff it would take to review these applications before the 75-day period passes. And given current staffing and funding, which have left the agency unable to keep up even with more pressing reports of people becoming sick from supplements, there is not much chance of it getting sufficiently ahead of the curve to review applications before products get marketed.
Today, Schultz said, the dietary supplements office of the FDA is “barely alive.”
Hopefully the FDA will figure out a way to get a handle on nano before the same can be said for those of us eating the stuff, or getting it in our medicines.
Rick Weiss is a Senior Fellow at the Center for American Progress and Science Progress.
Comments on this article



This seems to be a clear case where we need to weigh the costs of regulation versus the potential risk * costs of Something Bad happening if this technology remains unregulated.
I’m a technological optimist, so I don’t think the worst-case scenario is all that bad– I believe that if some nanotech does have bad effects that we’ll be able to figure that out pretty quickly and react to it (witness the quick reaction of bottle manufacturers and retailers to the recent news about bisphenol-a). But I don’t have any data to support that view.
Is there any data to support the opposite view– that the benefits of more regulation are likely to outweigh the costs? A quick google search for ‘fda costs benefits’ doesn’t inspire confidence…
September 15th, 2008 at 8:17 pmThe problem I see with the opinion stated by Gavin is that health effects from exposure to nanoparticles could be similar to asbestos – i.e. it takes 20+ years to see the bad effects and by that time, millions of people have already been exposed.
In addition, there’s the safety of those working in manufacturing operations handling these unregulated materials to make consumer products. Think about all the people of working age going home to their families (children) with nanoparticles on their clothing. It’s generally recognized that children, due to their smaller systems, are more susceptible to the harmful effects of chemicals than are adults. If there are no regulations and companies don’t act responsibly to prevent nanomaterials from leaving the workplace, workers could unknowingly wear this stuff home and expose their loved ones.
September 16th, 2008 at 2:28 pmYes, but if it takes 20+ years to see an effect, how do we expect the company to test for that?
No company will invest in 20 years of testing to get a product approved, so if that’s the criteria, then you’re basically just saying NO to nanotech (well, NO here in the US– you’ll probably just end up moving the industry overseas).
Any why is nanotech any different than any other new product? There could be medicines on the market right now that have long-term health effects that we’re not aware of. We’ve got to weigh the potential costs (the small risk that Something Bad might turn up in 20 years times the cost of that Bad Thing) versus the benefits of having the new drug/technology/etc.
September 16th, 2008 at 4:42 pmThing is Gavin, there are scientific methods/tests available and in use to assess and predict the safety of many technologies, such as pharmaceuticals. In fact, in the case of pharmaceuticals there is a very strenuous testing framework in place that takes years (5 – 10) to navigate in order to develop confidence in the safety and efficacy of pharmaceuticals. And even still, mistakes are made (e.g. Vioxx).
In the case of nanotechnology we are talking about allowing particles that have been shown capable of crossing skin, cell membranes and the blood/brain barrier, that have the potential to behave similarly to asbestos (Poland et al. 2008), that we have very limited understanding of how to assess (let alone develop a testing framework as is used for pharma), and yet is being introduced into the marketplace in everything from water filters to food packaging at a rapid pace.
September 17th, 2008 at 2:25 pmIs there any evidence that the “very strenuous testing framework” for pharmaceuticals saves lives overall? A lot of people might die (or suffer needlessly) in the 5-10 years that it takes for a drug to go through testing; many of those people might be brave enough to take a new, untested drug if they were free to do so.
From what I’ve been able to learn, the consensus among economists who have looked into this is that the costs outweigh the benefits, and we’d be better off with less drug testing. Please direct me to research that says otherwise!
Current nanotech (we’re not talking about self-replicating nano-robots… yet…) is nothing more than advanced materials science, and we seem to have done pretty darn well without much regulation of material scientists producing lots of things that aren’t found in nature.
September 18th, 2008 at 2:42 pmGavin, you say “many of those people might be brave enough to take a new, untested drug if they were free to do so.” That’s a great and noble undertaking, to *knowingly* offer oneself up to unknown risk in the hope that it helps them and others. The problem with nanomaterials is that most of the general public have no idea what the issues of concern are, and are *unknowingly* participating in an uncontrolled experiment because there is no regulation that forces companies to label products as containing nanomaterials. Don’t you think that people at least have the right to know that scientists around the world are expressing concerns about exposure, that the risks are uncertain, and let them have a choice in whether or not they wish to participate?
September 19th, 2008 at 8:00 amIf we force companies to label products that might contain nanomaterials, I predict we’ll very quickly see what we see with food labeling: almost every product will include a standard “This product may have been produced on equipment that processed nuts, and may contain nuts or nut byproducts” disclaimer (replace “nuts” with “nanomaterials”). People allergic to nuts, who lobbied to get the labeling, aren’t happy that manufacturers are complying with the law by being as conservative as possible and just slapping the label on everything.
In this age of instant communication, 24 hour news, and Internet-enabled consumers I think companies are VERY sensitive to product safety. If Apple found out that some material that they used to produce the laptop upon which I’m typing this was dangerous, Apple would very quickly switch to another material and recall the defective part.
And actually, that’s a perfect example: the non-nano-tech lithium battery in my Mac swelled up and threatened to burst last year (it had been recalled, and I got the recall notice, but I was lazy and didn’t check my battery’s serial number and send it in); lithium batteries have a nasty habit of exploding if the electronics in them aren’t just right. I’m looking forward to nano-tech batteries that are smaller and better and safer.
September 19th, 2008 at 7:23 pmSo I was thinking about regulating nanomaterials some more… and thought to myself, “I wonder if there’s some common substance we’ve been using for ages that would be classified as a nanomaterial…” Talcum powder came to mind.
Turns out it’s not nano– talc particles are about a millionth of a meter big (not the billionth of a meter of nanostuff). However, apparently it’s not as safe as I thought; from the Wikipedia entry on Talc:
“Several studies have established preliminary links between talc and pulmonary issues, lung cancer, skin cancer and ovarian cancer. This is a major concern considering talc’s widespread commercial and household use. In 1993, a US National Toxicology Program report found that cosmetic grade talc caused tumours in animals, even though it contained no asbestos-like fibres. Scientists have been aware of the toxicity of talc since the late 1960s, and in 1971 researchers found particles of talc embedded in 75 percent of the ovarian tumors studied.[citation needed] However, the U.S. Food and Drug Administration (FDA) considers non-asbestiform talc, that is talc which does not contain potentially carcinogenic asbestiform amphibole fibers, to be Generally recognized as safe (GRAS) for use in cosmetics.”
Whether this is evidence that we need to give more money to the FDA to test more stuff more thoroughly, evidence that the FDA is unduly influenced by the Talc lobby, or evidence that it is impossible for the FDA to proactively keep us safe from every possible harm depends on your point of view.
(google for “talc site:fda.gov” and I turn up no warnings. But it is approved as a coloring agent for drugs: http://tinyurl.com/5296qy …)
September 20th, 2008 at 7:48 pmDear All,
It was really interesting going through the discussions on Nano-particles in drugs, cosmetics and things involved in day to day use.
March 16th, 2009 at 3:26 amI feel, one thing is badly missind in all the above discussions including like occasional bursting of Li-ion batteries used in mobile hand sets are:
Main points of concern is in its manufacturing process. Again not in the composite battery but in the production of LI-Fe-Phosphate, Li-Titanate or other new generation materials. People involved in the manf. process are daily exposed to toxic and hazardous working environment across the world includind developing countries.
Are the protective gears used against inhalation of the nano-particles can stop ingress of the nano-particle through conventional protective masks etc?