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Doubling Down on NIH Funding
This week’s Policy Forum (subscription) in Science addresses the “structural disequilibria” in biomedical research that has resulted from the recent funding history of the National Institutes of Health. Addressing these problems would create a more hospitable career path for young researchers and yield more medical advances. Michael S. Teitelbaum begins the piece with details on the increasing difficulty for young researchers to obtain grants, a topic Sheril Kirshenbaum tackled in an article on the “Plight of the Postdoc”:
In 1998, about 32% of NIH competing Research Project Grant applications were successful; by 2007 the comparable success rate had declined to 21%. The percentage of NIH awardees aged 40 or under, already less than 23% in 1998, declined to just over 15% by 2005. Some of the reasons are well understood: First, adjusting for inflation, the value of the NIH budget has declined by about 13% from its peak in 2003. Second, the rapid annual increases from 1998 to 2003 were followed by 5 years of small annual decreases.
But Teitelbaum points out that the number of applications each year for grants has nearly doubled in the last ten years, due to the strengthening of the scientific research core as a whole between 1998 to 2003, when NIH funding was increased by 6 percent annually. He also argues that “when the increases from 2003 onward proved to be smaller than 6%,” the government undercut the benefits of the original increases. “In financial terms,” he writes, “one might say that the system became more highly leveraged, rendering it more vulnerable to unanticipated downward deflection of the increase in federal research funds.”
The article points out that this vulnerability may be due to the unique characteristics of the scientific job market: In many fields, when the demand or salary for a particular job decreases, so does the number of graduates seeking the job. Biomedical research does not follow this ebb-and-flow pattern, in part because international scientists can fill the slots. Moreover, some instability in funding streams results from use of NIH grant funds to pay for medical research facilities built on credit, as well as use of grant funds to pay for professor salaries.
Therefore, Teitelbaum argues that the problems at the NIH face are fundamentally “structural in nature” and “can be addressed only at the level of policy and administrative practice by the Congress and NIH itself.” He suggests that the NIH’s Office of Extramural Research could convene a panel to craft policies that would smooth out funding policies to counteract this vulnerability to boom-and-bust cycles.
He also acknowledges that “it may be possible to create broad political support for large annual NIH funding increases into the indefinite future.” CAP Senior Fellow and Science Progress adviser Tom Kalil has argued that Congress should again double the NIH budget by increasing funding 10 percent each year for ten years. Better oversight of internal funding decisions to counteract these “structural disequilibria” would only make that funding work harder for scientists and the American people.
Comments on this article



The downward trend of NIH funding has bad outcomes for more than just the researchers and their work. Those who benefit from research breakthroughs, the American public, lose when the NIH budget is cut, either real cuts or by increases not keeping up with biomedical inflation.
As Research!America (where I work) points out in our Four Reasons Why Congress Must Act Now to Support Medical Research (PDF), when federal support for research stalls:
1. We lose length and quality of life to disease and disability
2. Health care costs continue to skyrocket without better treatments and without more emphasis on prevention
3. Our economy loses productivity when workers become ill or disabled
4. America begins to lose its leadership in science and the global economy
Hope this is helpful.
August 4th, 2008 at 3:54 pmMore money is not what NIH needs. The rate of scientific publication, as a measure of productivity, was uninfluenced by the doubling of the budget and by the decrease in the budget since 2004. At a funding rate of 15%, the chance of funding per submission is, on the average about 5%, or a 95% chance of rejection per submission. Ridiculous. Why would a young person decide to go into research if they have such a miserable chance of getting funded, and hence getting tenure?
If NIH spent its budget on RO1 type research instead of the NIH-industrial complex we would learn a lot. With no increse in funding but only redistributing of the the existing budget insightful science will advance more rapidly and more creative young people will enter science. We have been told innumerable times to never submit a grant to the NIH where an experiment can fail. It is much more reliable for funding purposes to propose experiments that can’t fail, but of course these are not experiments at all.
The NIH has to start funding real experiments. They have plenty of money to do good science. All they are lacking is funds to build the industrial complex of giant centers where there has been no proof of increased productivity per grant dollar. Wait they say, there is a latency. Isn’t that same argument that was used for our stay in in Iraq. Haven’t we heard this excuse before? History will show….
August 23rd, 2008 at 7:21 am